An important role of government is to provide public goods that cannot be provided via private markets. There are many ways to express this view theoretically, a famous one using modern theory is Mailath-Postlewaite. (Here is a simple exposition.) They consider a public good that potentially benefits many individuals and can be provided at a fixed per-capita cost C. (So this is a public good whose cost scales proportionally with the size of the population.)
Whatever institution is supposed to supply this public good faces the problem of determining whether the sum of all individual’s values exceeds the cost. But how do you find out individual’s values? Without government intervention the best you can do is ask them to put their money where their mouths are. But this turns out to be hopelessly inefficient. For example if everybody is expected to pay (at least) an equal share of the cost, then the good will produced only if every single individual has a willingness to pay of at least C. The probability that happens shrinks to zero exponentially fast as the population grows. And in fact you can’t do much better than have everyone pay an equal share.
Government can help because it has the power to tax. We don’t have to rely on voluntary contributions to raise enough to cover the costs of the good. (In the language of mechanism design, the government can violate individual rationality.) But compulsory contributions don’t amount to a free lunch: if you are forced to pay you have no incentive to truthfully express your true value for the public good. So government provision of public goods helps with one problem but exacerbates another. For example if the policy is to tax everyone then nobody gives reliable information about their value and the best government can do is to compare the cost with the expected total value. This policy is better than nothing but it will often be inefficient since the actual values may be very different.
But government can use hybrid schemes too. For example, we could pick a representative group in the population and have them make voluntary contributions to the public good, signaling their value. Then, if enough of them have signaled a high willingness to pay, we produce the good and tax everyone else an equal share of the residual cost. This way we get some information revelation but not so much that the Mailath Postlewaite conclusion kicks in.
Indeed it is possible to get very close to the ideal mechanism with an extreme version of this. You set aside a single individual and then ask everyone else to announce their value for the public good. If the total of these values exceeds the cost you produce the public good and then charge them their Vickrey-Clarke-Groves (VCG) tax. It is well known that these taxes provide incentives for truthful revelation but that the sum of these taxes will fall short of the cost of providing the public good. Here’s where government steps in. The singled-out agent will be forced to cover the budget shortfall.
Now obviously this is bad policy and is probably infeasible anyway since the poor guy may not be able to pay that much. But the basic idea can be used in a perfectly acceptable way. The idea was that by taxing an agent we lose the ability to make use of information about his value so we want to minimize the efficiency loss associated with that. Ideally we would like to find an individual or group of individuals who are completely indifferent about the public good and tax them. Since they are indifferent we don’t need their information so we lose nothing by loading all of the tax burden on them.
In fact there is always such a group and it is a very large group: everybody who is not yet born. Since they have no information about the value of a public good provided today they are the ideal budget balancers. Today’s generation uses the efficient VCG mechanism to decide whether to produce the good and future generations are taxed to make up any budget imbalance.
There are obviously other considerations that come into play here and this is an extreme example contrived to make a point. But let me be explicit about the point. Balanced budget requirements force today’s generation to internalize all of the costs of their decisions. It is ingrained in our senses that this is the efficient way to structure incentives. For if we don’t internalize the externalities imposed on subsequent generations we will make inefficient decisions. While that is certainly true on many dimensions, it is not a universal truth. In particular public goods cannot be provided efficiently unless we offload some of the costs to the next generation.

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March 9, 2011 at 2:43 am
Lones Smith
I love the way you distill old literature that I have not read. You’re like the DJ Alice Cooper telling me what I missed about classic rock. But at some point, near the end, my Ricardian equivalence RADAR detected an incoming logical failure. Don’t you are about your kids and grandkids and …? After all, they are going to be swapping stories about grandpa Jeff and his path-breaking blog and renowned tweets. Oh, and I like that music you play!
March 9, 2011 at 3:02 pm
jeff
Let’s go with REDAR, new coinage. Nice. Yes I have heard about people who internalize the costs of taxes imposed on the generation. They would mess up my model a little.
March 9, 2011 at 5:20 am
itovertakesme
This is a really interesting idea I never would have even considered. Very cool to use the next generation as a way to get around a kind of moral hazard issue. Reading this reminded me of a question that I have been wondering about for a long time and never heard any discussion on:
Do these arguments about improving efficiency via providing public goods (below the per-capita cost) ever consider the other side of the problem, the inefficiency in raising tax income to pay for the public goods? I realize there are theoretically efficient taxes such as on height, but given most taxes induce inefficiency their own such as scaled income taxes, it seems that there are potentially efficiency gains and losses offsetting each other. I am wondering if there is a formal way to consider whether public goods should be funded or not after taking into consideration inefficiency generated by raising a tax. Does anyone know of any discussion on this potential offsetting?
March 9, 2011 at 3:04 pm
jeff
We usually don’t put the deadweight cost of taxation directly into these mechanism design problems. I suppose you could do it simply by having utility decrease more than one for one with dollars taxed.
March 9, 2011 at 8:56 am
Anonymous
Cant’you just ask everyone to pay their VGC payment and cover any *expected* budget shortfall with a uniform lump-sum tax accross the population?
March 9, 2011 at 3:06 pm
jeff
it depends whether the tax is contingent on the production of the public good. If the mechanism taxes you only when the good is produced, then you internalize those taxes when you decide if you want to produce the public good. Then the old problem is back.
You could tax people independently of whether the good is produced but that would be terribly inefficient. Unless of course you took that money and passed it on to the next generation. Hey!
March 9, 2011 at 1:58 pm
Kevin
1) efficiency for today’s generation seems to imply inefficiency for tomorrow’s generation. A large debt load will distort the decisions of future generations away from the efficient outcome (unless perhaps they can always shift the debt to the next generation, which seems like a very weird equilibrium).
2) Eventually, “this is bad policy and is probably infeasible anyway since the poor guy may not be able to pay that much.”
And hence we are back to the original debate: how to balance the total welfare of one generation against the welfare of the next. If your answer is always to put full weight on the present generation, then of course balanced budgets make no sense.
March 9, 2011 at 3:06 pm
jeff
the calculation here is naked utilitarianism. so its equal weight on all people, alive or not-yet-so. We are taking a dollar from them to produce a good which is worth more than a dollar to us.
March 9, 2011 at 3:27 pm
Kevin
I see, but my claim is that debt creates inefficiencies (eg “debt overhang”) so that you need to take more than one dollar from the future generation. We are trading one inefficiency for another, so we need to make an additional claim that today’s efficiency gains are greater than the debt distortions tomorrow.
March 9, 2011 at 7:36 pm
cogiddo
Kevin, isn’t to “always shift the debt to the next generation” pretty much the kind of story we tell to explain the value of money in OLG models? After all, fiat money represents a debt of the issuing government to its holders.
March 9, 2011 at 10:12 pm
Anonymous
Very neat. Even without parental altruism, how does one generation convince lenders that its children will pay up? Is assuming that your children don’t get to postpone the debt they inherited enough to ensure credibility? Does the size of the succeeding generation matter?
March 9, 2011 at 10:51 pm
Frank
“this is an extreme example contrived to make a point.” I’m sure the point — that restricting budgets to be balanced each year can prevent efficient behavior or information revelation — would hold up in a more general macro-style model (with one or more of: preferences concave in $ instead of quasilinear, overlapping generations making socially optimal tax policies, $ being spent on consumption at endogenously determined prices), but it’d be cool to see it done, I think.
March 10, 2011 at 12:53 pm
azmyth
There is no way for current real consumption to increase by decreasing future consumption, even if people really really wanted to. All current consumption must be from current and past production. We can increase future consumption at the cost of today’s consumption by investing in capital, but there is no reverse.
Bonds create government spending which is financed by the lower current consumption and investment of those that buy the bonds from the government. There may be a short run Keynesian increase in spending, but in the long run, prices adjust.
March 11, 2011 at 5:26 am
itovertakesme
yes i know in a direct sense the future cannot affect the past, but that is not what we are talking about. we are talking about changing current actions which expect to affect the hypothetical future. hence unless you are already at a corner where you are consuming everything possible with no regard for the future, you can potentially increase current consumption (over what you would consume otherwise) through further disregarding for the future. this is fundamental in order to have any discussion of inter-temporal trade-offs. and in reality, people restrain current consumption in all kinds of ways in order to increase their expectation for the future (like when you spend 5 minutes in the morning packing a lunch because you think you will be hungry later, even though you could have slept in).
March 11, 2011 at 3:51 pm
azmyth
Increasing government bonds does decrease real capital investment, via the crowding out effect, but I don’t think that’s what Jeff was referring to. I’m trying to say that government bonds are not in and of themselves a transfer from the future to the present, but are instead a transfer from bond purchases of today to the government. When the bonds are paid off, they are a transfer from the taxpayers of the future to the bondholders of the future.
March 10, 2011 at 1:18 pm
ron
i still agree with Kevin- if the good produced today to us is worth more than a dollar, why can’t we sell a dollar of the goods and pay the debt back in less than a handful of decades? I think i’m not the only one mystified how the generational debt forms a positive exponential function (through interest) that seems to be
In japan there are 100 year mortgages and the parents are living in the homes while the children grow into middle age while they wait to take on that debt left by their parents. I can totally see why this makes sense to the parents, just as you say. The new generation is not so happy – will they become as happy as their parents?